Trademark: 97874492
Word
COMPLIANCEASSURANCE
Status
Pending
Status Code
661
Status Date
Tuesday, March 12, 2024
Serial Number
97874492
Mark Type
4000
Filing Date
Wednesday, April 5, 2023

Trademark Owner History

Classifications
36 Compliance services, namely, providing financial information to financial institutions concerning financial requirements of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry
45 Regulatory compliance services, namely, providing regulatory compliance consulting information to financial institutions in the fields of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry
COMPLIANCE ASSURANCE

Trademark Events
Mar 12, 2024
Teas/Email Correspondence Entered
Mar 12, 2024
Correspondence Received In Law Office
Mar 12, 2024
Teas Response To Office Action Received
Dec 6, 2023
Application Extension Granted/Receipt Provided
Dec 6, 2023
Application Extension To Response Period - Received
Sep 13, 2023
Notification Of Non-Final Action E-Mailed
Sep 13, 2023
Non-Final Action E-Mailed
Sep 13, 2023
Non-Final Action Written
Aug 28, 2023
Assigned To Examiner
Apr 30, 2023
New Application Office Supplied Data Entered
Apr 8, 2023
New Application Entered

Trademark Alertz updated from USPTO on 2030-01-24