Trademark: 97762162
Word
R L. F. ROTHSCHILD, UNTERBERG, TOWBIN
Status
Dead
Status Code
602
Status Date
Monday, May 6, 2024
Serial Number
97762162
Mark Type
3
Filing Date
Friday, January 20, 2023
Abandoned Date
Monday, April 22, 2024

Trademark Owner History

Classifications
36 Investment banking services; Investment banking services in the field of Employee Stock Ownership Plans (ESOP); Securities arbitrage services; Securities brokerage; Securities deposit services; Securities exchange price quotations; Securities lending; Securities trade execution services; Securities trading and investing services for others via the internet; Securities trading services for others via the Internet and the global information network; Securities underwriting; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Automated securities brokerage; Broker-dealer financial services in the field of securities, stocks, bonds and funds; Brokerage for securities liquidation; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Brokerage services in the field of securities and commodities investing; Financial securities exchange services; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information services provided on-line from a computer database or a global computer network, namely, providing information in the field of financial classification of companies and securities; Financial investment in the field of securities, stocks, bonds, and funds; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a check or negotiable order of withdrawal over a global data network; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a credit or debit card over a global data network; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, conducting a securities and derivatives exchange; Financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, the purchase of residential mortgages on behalf of others and the issuance of mortgage-backed securities; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Management of securities portfolios; Management of portfolios comprising securities; Management of portfolios of transferable securities; Merchant banking and investment banking services; Mortgaging of securities for others; On-line discount securities brokerage services; Organization of online stock exchanges for the benefit of the trade of stocks and other financial securities; Private placements of hedge funds, private equity funds, securities and derivatives for others; Providing an on-line computer database in the field of stock/securities market information; Providing financial services with respect to securities and other financial instruments and products, namely, money management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing stock/securities market information; Provision of a financial exchange for the trading of securities, shares and options and other derivative products; Trading in securities; Trading of securities index futures; Trading of securities options; Trading of overseas market securities futures; Transfer agency services rendered to issuers of investment securities
The mark consists of a stylized letter "R" in the color white appearing within a black square. Below the letter "R", a horizontal line appears over the words "L. F. ROTHSCHILD, UNTERBERG, TOWBIN".
Color is not claimed as a feature of the mark.

Trademark Events
Jan 24, 2023
New Application Entered
Feb 10, 2023
Notice Of Design Search Code E-Mailed
Oct 17, 2023
Assigned To Examiner
Feb 9, 2023
New Application Office Supplied Data Entered
Jan 22, 2024
Application Extension To Response Period - Received
Jan 22, 2024
Application Extension Granted/Receipt Provided
Oct 20, 2023
Non-Final Action Written
Oct 20, 2023
Non-Final Action E-Mailed
Oct 20, 2023
Notification Of Non-Final Action E-Mailed
May 6, 2024
Abandonment - Failure To Respond Or Late Response
May 6, 2024
Abandonment Notice E-Mailed - Failure To Respond

Trademark Alertz updated from USPTO on 2030-01-24