Trademark: 97675533
Word
REGISTERED COMPLIANCE PROFESSIONAL
Status
Dead
Status Code
601
Status Date
Tuesday, October 31, 2023
Serial Number
97675533
Mark Type
4000
Filing Date
Monday, November 14, 2022
Abandoned Date
Monday, October 23, 2023

Trademark Owner History

Classifications
Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services
The certification mark, as used by authorized persons, certifies that the compliance professional has successfully completed certain educational programs, has a requisite amount of work experience, and has met a set of knowledge requirements.

Trademark Events
Oct 31, 2023
Abandonment Notice E-Mailed - Express Abandonment
Oct 31, 2023
Abandonment Notice Mailed - Express Abandonment
Oct 31, 2023
Abandonment - Express Mailed
Oct 23, 2023
Teas Express Abandonment Received
Sep 18, 2023
Notification Of Non-Final Action E-Mailed
Sep 18, 2023
Non-Final Action E-Mailed
Sep 18, 2023
Non-Final Action Written
Aug 28, 2023
Assigned To Examiner
Dec 5, 2022
New Application Office Supplied Data Entered
Nov 17, 2022
New Application Entered

Trademark Alertz updated from USPTO on 2030-01-24