Word

CAIS-CONNECT

Status

Dead

Status Code

602

Status Date

Thursday, October 5, 2023

Serial Number

97549061

Mark Type

4000

Filing Date

Monday, August 15, 2022

Abandoned Date

Friday, September 22, 2023

Trademark Owner History

Capital Market Solutions LLC

Classifications

36 What is CAIS-CONNECT? CAIS-CONNECT is a cloud-based software solution that brings Financial Institutions (buy side) and Broker dealers (sell side firms) together for the sole purpose of streamlining the Financial services regulatory reporting mandate. CAIS-CONNECT allows a large pool of Financial Institutions (buy side) firms to submit their account details to a central repository. The Broker dealers (Sell side firms) connected to this service will receive an initial load and automatic updates of their buy side clients that can be used for mandatory regulatory reporting

Trademark Events

Oct 6, 2023

Abandonment Notice E-Mailed - Failure To Respond

Oct 5, 2023

Abandonment Notice Mailed - Failure To Respond

Oct 5, 2023

Abandonment - Failure To Respond Or Late Response

Jun 21, 2023

Notification Of Non-Final Action E-Mailed

Jun 21, 2023

Non-Final Action E-Mailed

Jun 21, 2023

Non-Final Action Written

Jun 1, 2023

Assigned To Examiner

Sep 2, 2022

New Application Office Supplied Data Entered

Aug 18, 2022

New Application Entered