Word

COMPLIANCECHECK

Status

Pending

Status Code

645

Status Date

Tuesday, March 26, 2024

Serial Number

97279922

Mark Type

4

Filing Date

Wednesday, February 23, 2022

Trademark Owner History

Fairview Investment Services, LLC

Classifications

36 Analysis and consultancy relating to the provision of financial information for the asset and investment management industry, including hedge funds, financial best execution information, and transaction cost analysis for equity and foreign exchange markets, fixed income markets, advisor-sold investments

35 Business consulting services in the investment management industry, namely, consulting in relation to database management, marketing review and workflow management, compliance and testing management, and personal transaction monitoring provided in conjunction with the use of on-line non-downloadable software for database management, marketing review and workflow management, compliance and testing management, and personal transaction monitoring for companies in the investment management industry; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping and business consultation in the fields of federal securities regulations and state securities regulations government, investment advisory and investment company activities

45 Regulatory compliance consulting for companies in the investment management industry

42 Software as a service services (saas) featuring non-downloadable software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management

COMPLIANCE CHECK

Trademark Events

Dec 7, 2022

Assigned To Examiner

Feb 26, 2022

New Application Entered

Mar 1, 2022

New Application Office Supplied Data Entered

Dec 14, 2022

Non-Final Action Written

Dec 14, 2022

Non-Final Action E-Mailed

Dec 14, 2022

Notification Of Non-Final Action E-Mailed

Mar 13, 2023

Teas Response To Office Action Received

Mar 13, 2023

Correspondence Received In Law Office

Mar 15, 2023

Teas/Email Correspondence Entered

Dec 19, 2023

Assigned To Examiner

Mar 26, 2024

Final Refusal Written

Mar 26, 2024

Final Refusal E-Mailed

Mar 26, 2024

Notification Of Final Refusal Emailed

Jun 17, 2024

Application Extension To Response Period - Received

Jun 17, 2024

Application Extension Granted/Receipt Provided