Trademark: 88948503
Word
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Status Date
Sunday, February 11, 2024
Filing Date
Thursday, June 4, 2020
Published for Opposition
Tuesday, October 20, 2020
41 Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
36 Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades
35 Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
45 Arbitration, mediation and dispute resolution services
"FINANCIAL INDUSTRY REGULATORY AUTHORITY"
Mar 14, 2024
Teas Change Of Correspondence Received
Mar 14, 2024
Attorney/Dom.Rep.Revoked And/Or Appointed
Mar 14, 2024
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Mar 14, 2024
Applicant/Correspondence Changes (Non-Responsive) Entered
Mar 14, 2024
Teas Change Of Owner Address Received
Feb 16, 2024
On Hold - Electronic Record Review Required
Feb 13, 2024
Notice Of Acceptance Of Statement Of Use E-Mailed
Feb 11, 2024
Allowed Principal Register - Sou Accepted
Feb 8, 2024
Teas/Email Correspondence Entered
Feb 8, 2024
Correspondence Received In Law Office
Feb 8, 2024
Teas Response To Office Action Received
Nov 17, 2023
Notification Of Non-Final Action E-Mailed
Nov 17, 2023
Non-Final Action E-Mailed
Nov 17, 2023
Su - Non-Final Action - Written
Nov 13, 2023
Statement Of Use Processing Complete
Nov 6, 2023
Use Amendment Filed
Nov 6, 2023
Teas Statement Of Use Received
Jun 6, 2023
Notice Of Approval Of Extension Request E-Mailed
Jun 5, 2023
Sou Extension 5 Granted
May 30, 2023
Sou Extension 5 Filed
Jun 5, 2023
Case Assigned To Intent To Use Paralegal
May 30, 2023
Sou Teas Extension Received
Nov 24, 2022
Notice Of Approval Of Extension Request E-Mailed
Nov 21, 2022
Sou Extension 4 Granted
Nov 21, 2022
Sou Extension 4 Filed
Nov 21, 2022
Sou Teas Extension Received
Jun 2, 2022
Notice Of Approval Of Extension Request E-Mailed
May 31, 2022
Sou Extension 3 Granted
May 31, 2022
Sou Extension 3 Filed
May 31, 2022
Sou Teas Extension Received
Dec 9, 2021
Notice Of Approval Of Extension Request E-Mailed
Dec 7, 2021
Sou Extension 2 Granted
Dec 7, 2021
Sou Extension 2 Filed
Dec 7, 2021
Sou Teas Extension Received
Jun 9, 2021
Notice Of Approval Of Extension Request E-Mailed
Jun 7, 2021
Sou Extension 1 Granted
Jun 7, 2021
Sou Extension 1 Filed
Jun 7, 2021
Sou Teas Extension Received
Dec 15, 2020
Noa E-Mailed - Sou Required From Applicant
Oct 20, 2020
Official Gazette Publication Confirmation E-Mailed
Oct 20, 2020
Published For Opposition
Sep 30, 2020
Notification Of Notice Of Publication E-Mailed
Sep 15, 2020
Approved For Pub - Principal Register
Sep 15, 2020
Teas/Email Correspondence Entered
Sep 14, 2020
Correspondence Received In Law Office
Sep 14, 2020
Teas Response To Office Action Received
Sep 11, 2020
Notification Of Non-Final Action E-Mailed
Sep 11, 2020
Non-Final Action E-Mailed
Sep 11, 2020
Non-Final Action Written
Sep 6, 2020
Assigned To Examiner
Jun 26, 2020
New Application Office Supplied Data Entered
Jun 8, 2020
New Application Entered
Trademark Alertz updated from USPTO on 2030-01-24
