Standards and regulation compliance in the field of financial representatives; Reporting and training for certification requirements in the field of financial representatives; Management of certifications, training, and regulatory compliance for financial representatives, including, verification of training status, expiration reminders, pre-certification of training and courses, automated compliance platform, national transcript search, compliance status reports, state reciprocity services, refresher training, and continued education management; Providing financial information and financial consulting in the area of certifications, compliance, and regulatory requirements for financial representatives, including certification of compliance; Regulatory compliance consulting in the field of financial representative training requirements
Trademark: 88930616
