Trademark: 88833759
Word

Status
Registered
Status Code
700
Status Date
Tuesday, December 6, 2022
Serial Number
88833759
Registration Number
6918745
Registration Date
Tuesday, December 6, 2022
Mark Type
2000
Filing Date
Friday, March 13, 2020
Published for Opposition
Tuesday, February 9, 2021

Trademark Owner History

Classifications
9 Downloadable computer software in the fields of securities trade processing and trade management for use in managing financial transactions; Downloadable electronic publications in the nature of articles, whitepapers, and reports in the field of financial services
38 Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging services, featuring automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections
36 Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax withholding agent services in the nature of holding funds for others in trust in anticipation of tax liability; Financial processing, financial information, and financial services, namely, payment services in the nature of settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; Financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes; Financial information services, namely, providing information regarding financial trade management; Financial transaction processing services, namely, post-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; Financial transaction services, namely, securities trading and settlement staging services; Financial transaction processing services, namely, assisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions
35 Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services for business purporses, namely, the collection, financial record-keeping, database management, and preparation of business reports, all of the foregoing information relating to derivatives transactions for regulatory compliance; Financial record-keeping relating to derivatives transactions for regulatory compliance purposes; business legal entity data collection, and updating and maintenance of business legal entity data in computer databases, for business purposes; business legal entity data issuance, namely, issuance of legal entity identifiers for business purposes; Financial custody services, namely, financial records management concerning securities and other financial instruments for others for financial purposes
42 Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; Providing online, non-downloadable software for use in securities trade allocation and confirmation; Providing an online, non-downloadable platform for securities trade matching and processing; Providing online, non-downloadable software in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of securities as collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information; Educational services, namely, development of on-line educational materials in the nature of software in the field of finance
The mark consists of two vertical and overlapping slatted teardrop shapes, the bottom teardrop pointed up and the top teardrop pointed down, with the overlapping section shaded in.
Color is not claimed as a feature of the mark.

Trademark Events
May 10, 2023
Applicant/Correspondence Changes (Non-Responsive) Entered
May 10, 2023
Teas Change Of Correspondence Received
May 10, 2023
Attorney/Dom.Rep.Revoked And/Or Appointed
May 10, 2023
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
May 10, 2023
Teas Change Of Owner Address Received
Dec 6, 2022
Notice Of Registration Confirmation Emailed
Dec 6, 2022
Registered-Principal Register
Nov 3, 2022
Notice Of Acceptance Of Statement Of Use E-Mailed
Nov 2, 2022
Allowed Principal Register - Sou Accepted
Sep 28, 2022
Statement Of Use Processing Complete
Sep 14, 2022
Use Amendment Filed
Sep 27, 2022
Case Assigned To Intent To Use Paralegal
Sep 14, 2022
Teas Statement Of Use Received
Apr 6, 2022
Notice Of Approval Of Extension Request E-Mailed
Apr 4, 2022
Sou Extension 2 Granted
Apr 4, 2022
Sou Extension 2 Filed
Apr 4, 2022
Teas Extension Received
Oct 8, 2021
Notice Of Approval Of Extension Request E-Mailed
Oct 6, 2021
Sou Extension 1 Granted
Oct 6, 2021
Sou Extension 1 Filed
Oct 6, 2021
Teas Extension Received
Apr 6, 2021
Noa E-Mailed - Sou Required From Applicant
Feb 9, 2021
Official Gazette Publication Confirmation E-Mailed
Feb 9, 2021
Published For Opposition
Jan 20, 2021
Notification Of Notice Of Publication E-Mailed
Jan 4, 2021
Approved For Pub - Principal Register
Nov 30, 2020
Teas/Email Correspondence Entered
Nov 29, 2020
Correspondence Received In Law Office
Nov 29, 2020
Teas Request For Reconsideration Received
Nov 10, 2020
Notification For Req For Recon Denied No Appeal Filed
Nov 10, 2020
Action For Req For Recon Denied No Appeal Filed E-Mailed
Nov 10, 2020
Action Req For Recon Denied No Appeal Filed Counted Not Mailed
Oct 17, 2020
Teas/Email Correspondence Entered
Oct 16, 2020
Correspondence Received In Law Office
Oct 16, 2020
Teas Request For Reconsideration Received
Sep 3, 2020
Notification Of Final Refusal Emailed
Sep 3, 2020
Final Refusal E-Mailed
Sep 3, 2020
Final Refusal Written
Aug 26, 2020
Teas Change Of Correspondence Received
Aug 26, 2020
Attorney/Dom.Rep.Revoked And/Or Appointed
Aug 26, 2020
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Aug 20, 2020
Teas/Email Correspondence Entered
Aug 19, 2020
Correspondence Received In Law Office
Aug 19, 2020
Teas Response To Office Action Received
May 11, 2020
Notification Of Non-Final Action E-Mailed
May 11, 2020
Non-Final Action E-Mailed
May 11, 2020
Non-Final Action Written
May 5, 2020
Assigned To Examiner
Mar 20, 2020
Notice Of Design Search Code E-Mailed
Mar 19, 2020
New Application Office Supplied Data Entered
Mar 17, 2020
New Application Entered

Trademark Alertz updated from USPTO on 2030-01-24