Word

COMMONWEALTH

Status

Dead

Status Code

606

Status Date

Monday, July 26, 2021

Serial Number

88796970

Mark Type

3000

Filing Date

Thursday, February 13, 2020

Published for Opposition

Tuesday, October 27, 2020

Abandoned Date

Monday, July 26, 2021

Trademark Owner History

Commonwealth Equity Services, LLC - Owner At Publication

Classifications

35 Providing operational business assistance to independently-operated financial services businesses; Business development services, namely, providing start-up and consulting support in the area of business development for the financial services businesses of others; Business development services for the financial services businesses of others, namely, providing marketing support for independent investment advisors and securities brokers by supplying paper-based marketing materials for dissemination by independent investment advisors and securities brokers to their clients; Providing centralized operational business support to the financial services businesses of independent investment advisors and securities brokers, namely, preparation of periodic asset-holdings statements in the nature of financial statements and preparation and dissemination of financial market reports; Providing centralized business support for a network of independent investment advisors, namely, centralized account billing services, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; and providing business support in the nature of business compliance services in the nature of financial record-keeping for regulatory compliance purposes

36 Financial advisory services; Investment advisory services; Investment brokerage services; Securities brokerage and advisory services; Securities brokerage services, namely, buying and selling securities for others; Financial asset management and research; Investment management; and Providing centralized operational support to the financial services businesses of independent investment advisors and securities brokers, namely, administration of securities brokerage accounts; Investment brokerage and insurance brokerage services; providing investment, financial and insurance management advice; and financial planning and financial consulting services; Providing securities and financial account information on a limited and secure basis to authorized securities brokers, advisors, account representatives, subscribing clients, and other authorized persons; providing indexed and classified financial market information, securities quotes, financial news stories, and providing professional financial information and professional financial research on a limited basis to securities brokers, advisors and account representatives, and other authorized persons; Providing an investment advisory database to financial advisors for the purpose of review and generation of consolidated, household financial reports in the field of securities, including, but not limited to stocks, bonds, mutual funds, variable insurance products, so-called alternative investments, and financial planning, none of the foregoing being related to consumer payments; Online financial services, namely, providing account holders with account information, account balances, available cash, financial holdings, positions, financial transaction history, performance reporting, and financial numeric calculations; providing information via a global computer network featuring financial market data, news and securities quotes; and providing computerized on-line financial transaction services, namely, funds transfer, payment and securities trading; providing investment market research support and analysis for independent investment advisors and securities brokers; and providing securities and financial account information on a limited and secure basis to authorized securities brokers and account representatives, and other authorized persons

42 Providing temporary use of non-downloadable computer software to customers and affiliated financial advisors, brokers, and representatives, for viewing client account data to facilitate analyses of holdings and financial positions; providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives and advisors for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions and financial plans, and for conducting all client-based workflow from one central location; and Web-based and paper-based graphic design of promotional materials for dissemination by independent investment advisors and securities brokers to their clients

45 Providing regulatory compliance support to independent investment advisors and securities brokers, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations

Color is not claimed as a feature of the mark.
The mark consists of the word "COMMONWEALTH" in combination with and to the right side of a generally rectangular design extending lengthwise in a vertical direction, and within which rectangular design a plurality of shapes suggestive of light rays emanates from a location outside of and to the bottom left side of the rectangle.

Trademark Events

Jul 26, 2021

Abandonment Notice E-Mailed - No Use Statement Filed

Jul 26, 2021

Abandonment - No Use Statement Filed

Dec 22, 2020

Noa E-Mailed - Sou Required From Applicant

Oct 27, 2020

Official Gazette Publication Confirmation E-Mailed

Oct 27, 2020

Published For Opposition

Oct 7, 2020

Notification Of Notice Of Publication E-Mailed

Sep 21, 2020

Approved For Pub - Principal Register

Sep 18, 2020

Teas/Email Correspondence Entered

Sep 17, 2020

Correspondence Received In Law Office

Sep 17, 2020

Teas Response To Office Action Received

Mar 18, 2020

Notification Of Non-Final Action E-Mailed

Mar 18, 2020

Non-Final Action E-Mailed

Mar 18, 2020

Non-Final Action Written

Mar 17, 2020

Assigned To Examiner

Feb 20, 2020

Notice Of Design Search Code E-Mailed

Feb 19, 2020

New Application Office Supplied Data Entered In Tram