Trademark: 88794515
Status Date
Tuesday, August 22, 2023
Registration Number
7145891
Registration Date
Tuesday, August 22, 2023
Filing Date
Wednesday, February 12, 2020
Published for Opposition
Tuesday, October 27, 2020
36 Financial advisory services; Investment advisory services; Investment brokerage services; Securities brokerage and advisory services; Securities brokerage services, namely, buying and selling securities for others; Financial asset management and research; Investment management; and Providing centralized operational support to the financial services businesses of independent investment advisors and securities brokers, namely, administration of securities brokerage accounts; Investment brokerage and insurance brokerage services; providing investment, financial and insurance management advice; and financial planning and financial consulting services; Providing securities and financial account information on a limited and secure basis to authorized securities brokers, advisors, account representatives, subscribing clients, and other authorized persons; providing indexed and classified financial market information, securities quotes, financial news stories, and providing professional financial information and professional financial research on a limited basis to securities brokers, advisors and account representatives, and other authorized persons; Providing an investment advisory database to financial advisors for the purpose of review and generation of consolidated, household financial reports in the field of securities, including, but not limited to stocks, bonds, mutual funds, variable insurance products, so-called alternative investments, and financial planning, none of the foregoing being related to consumer payments; Online financial services, namely, providing account holders with account information, account balances, available cash, financial holdings, positions, financial transaction history, performance reporting, and financial numeric calculations; providing information via a global computer network featuring financial market data, news and securities quotes; and providing computerized on-line financial transaction services, namely, funds transfer, payment and securities trading; providing investment market research support and analysis for independent investment advisors and securities brokers; and providing securities and financial account information on a limited and secure basis to authorized securities brokers and account representatives, and other authorized persons
35 Providing operational business assistance to independently-operated financial services businesses; Business development services, namely, providing start-up and consulting support in the area of business development for the financial services businesses of others; Business development services for the financial services businesses of others, namely, providing marketing support for independent investment advisors and securities brokers by supplying paper-based marketing materials for dissemination by independent investment advisors and securities brokers to their clients; Providing centralized operational business support to the financial services businesses of independent investment advisors and securities brokers, namely, preparation of periodic asset-holdings statements in the nature of financial statements and preparation and dissemination of financial market reports; Providing centralized business support for a network of independent investment advisors, namely, centralized account billing services, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; and providing business support in the nature of business compliance services in the nature of financial record-keeping for regulatory compliance purposes
45 Providing regulatory compliance support to independent investment advisors and securities brokers, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations
42 Providing temporary use of non-downloadable computer software to customers and affiliated financial advisors, brokers, and representatives, for viewing client account data to facilitate analyses of holdings and financial positions; providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives and advisors for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions and financial plans, and for conducting all client-based workflow from one central location; and Web-based and paper-based graphic design of promotional materials for dissemination by independent investment advisors and securities brokers to their clients
The mark consists of a generally square design within which a plurality of shapes suggestive of light rays emanating from a location outside of and to the bottom left side of the square propagates across the square from left to right.
Color is not claimed as a feature of the mark.
Aug 22, 2023
Notice Of Registration Confirmation Emailed
Aug 22, 2023
Registered-Principal Register
Jul 15, 2023
Notice Of Acceptance Of Statement Of Use E-Mailed
Jul 14, 2023
Allowed Principal Register - Sou Accepted
Jun 23, 2023
Statement Of Use Processing Complete
Jun 19, 2023
Use Amendment Filed
Jun 19, 2023
Teas Statement Of Use Received
Apr 29, 2023
Notice Of Approval Of Extension Request E-Mailed
Apr 28, 2023
Sou Extension 4 Granted
Dec 22, 2022
Sou Extension 4 Filed
Apr 26, 2023
Case Assigned To Intent To Use Paralegal
Mar 9, 2023
Notice Of Revival - E-Mailed
Mar 9, 2023
Sou Extension Received With Teas Petition
Mar 9, 2023
Petition To Revive-Granted
Mar 9, 2023
Teas Petition To Revive Received
Jan 23, 2023
Abandonment Notice E-Mailed - No Use Statement Filed
Jan 23, 2023
Abandonment - No Use Statement Filed
Jun 21, 2022
Notice Of Approval Of Extension Request E-Mailed
Jun 19, 2022
Sou Extension 3 Granted
Jun 19, 2022
Sou Extension 3 Filed
Jun 19, 2022
Sou Teas Extension Received
Dec 23, 2021
Notice Of Approval Of Extension Request E-Mailed
Dec 21, 2021
Sou Extension 2 Granted
Dec 21, 2021
Sou Extension 2 Filed
Dec 21, 2021
Sou Teas Extension Received
Jun 24, 2021
Notice Of Approval Of Extension Request E-Mailed
Jun 22, 2021
Sou Extension 1 Granted
Jun 22, 2021
Sou Extension 1 Filed
Jun 22, 2021
Sou Teas Extension Received
Dec 22, 2020
Noa E-Mailed - Sou Required From Applicant
Oct 27, 2020
Official Gazette Publication Confirmation E-Mailed
Oct 27, 2020
Published For Opposition
Oct 7, 2020
Notification Of Notice Of Publication E-Mailed
Sep 18, 2020
Approved For Pub - Principal Register
Sep 17, 2020
Teas/Email Correspondence Entered
Sep 17, 2020
Correspondence Received In Law Office
Sep 17, 2020
Teas Response To Office Action Received
Mar 18, 2020
Notification Of Non-Final Action E-Mailed
Mar 18, 2020
Non-Final Action E-Mailed
Mar 18, 2020
Non-Final Action Written
Mar 17, 2020
Assigned To Examiner
Feb 20, 2020
Notice Of Design Search Code E-Mailed
Feb 19, 2020
New Application Office Supplied Data Entered
Trademark Alertz updated from USPTO on 2030-01-24
