Trademark: 88671790
Status Date
Tuesday, October 27, 2020
Registration Number
6183289
Registration Date
Tuesday, October 27, 2020
Filing Date
Tuesday, October 29, 2019
Published for Opposition
Tuesday, August 11, 2020
36 Financial services, namely, placement agent services in the nature of private placement of hedge funds, private equity funds, and securities for others; securities underwriting; providing an Internet website portal in the field of financial information services
35 Preparing financial reports for others for business and commercial purposes; providing an Internet website portal in the field of financial record-keeping for financial regulatory compliance purposes
45 Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisors and broker-dealers; consulting services, namely, regulatory compliance consulting for advisers of privately offered funds, private equity firms, venture capital firms, and institutional asset managers; consulting and compliance services, namely, regulatory compliance consulting for legal, regulatory, financial, operational, marketing, and distribution requirements for exchange-traded funds, mutual and close end funds, and alternative investment funds in the field of federal securities regulations governing investment advisory activities; regulatory compliance consulting services for investment advisors and broker-dealers, hedge funds, private equity funds and venture capital funds in the field of federal securities regulations governing investment advisory activities, all in accordance with Securities and Exchange Commission rules and regulations
42 Providing temporary use of web-based software for use in order entry and order management for exchange-traded products, all for investment advisors and broker-dealers; Providing temporary use of web-based software for use in workflow management and record keeping and for the creation of marketing materials, all for investment advisors and broker-dealers; Providing an Internet website portal featuring temporary use of web-based software application for use in workflow management, record keeping, ordering information, and for the creation of marketing materials, all for investment advisors and broker-dealers
The mark consists of two partially opened right-angle rectangles which are located in the upper left and lower right corners, forming a partially opened square design in the middle.
Color is not claimed as a feature of the mark.
Aug 17, 2022
Applicant/Correspondence Changes (Non-Responsive) Entered
Aug 17, 2022
Teas Change Of Correspondence Received
Aug 17, 2022
Attorney/Dom.Rep.Revoked And/Or Appointed
Aug 17, 2022
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Aug 17, 2022
Teas Change Of Owner Address Received
Oct 13, 2021
Assignment Of Ownership Not Updated Automatically
Oct 27, 2020
Registered-Principal Register
Aug 11, 2020
Official Gazette Publication Confirmation E-Mailed
Aug 11, 2020
Published For Opposition
Jul 22, 2020
Notification Of Notice Of Publication E-Mailed
Jul 6, 2020
Approved For Pub - Principal Register
Jun 8, 2020
Teas/Email Correspondence Entered
Jun 8, 2020
Correspondence Received In Law Office
Jun 8, 2020
Assigned To Lie
May 28, 2020
Teas Response To Office Action Received
Feb 10, 2020
Notification Of Non-Final Action E-Mailed
Feb 10, 2020
Non-Final Action E-Mailed
Feb 10, 2020
Non-Final Action Written
Feb 3, 2020
Assigned To Examiner
Nov 2, 2019
Notice Of Design Search Code E-Mailed
Nov 1, 2019
New Application Office Supplied Data Entered
Nov 1, 2019
New Application Entered
Trademark Alertz updated from USPTO on 2030-01-24
