Word

PIPER SANDLER

Status

Registered

Status Code

700

Status Date

Tuesday, June 21, 2022

Serial Number

88503354

Registration Number

6768512

Registration Date

Tuesday, June 21, 2022

Mark Type

4000

Filing Date

Monday, July 8, 2019

Published for Opposition

Tuesday, January 12, 2021

Trademark Owner History

Piper Sandler & Co - Original Registrant
Piper Jaffray & Co. - Owner At Publication

Classifications

41 Non-downloadable electronic publications in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Non-downloadable publications in electronic form in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment, supplied on-line from a database or from facilities provided on the Internet or other networks including websites

9 DVDs featuring investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Downloadable electronic publications in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Downloadable publications in electronic form in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment, supplied on-line from a database or from facilities provided on the Internet or other networks including websites; Downloadable electronic publications in the nature of reports in the fields of financial matters and investment matters

16 Printed publications, namely, newsletters, research reports, charts, grids, pitch books, portfolio reports, and presentations in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Publicity texts being information flyers featuring investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Newsletters in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Manuals in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Directories of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Booklets in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Booklets containing information on securities and investment banking; Brochures about investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Brochures containing information on securities and investment banking; Leaflets about investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Leaflets containing information on securities and investment banking; Pamphlets in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Pamphlets containing information on securities and investment banking; Stationery; Calendars; Printed reports featuring information in the fields of financial matters and investment matters

36 Automated securities brokerage; Banking services; Bond trading being trading in securities; Bond brokerage services; Business finance procurement and consultation services; Capital investment services; Corporate finance services, namely, consultation in the field of capital structure; Financial advisory and consultancy services; Financial analysis and consultation services; Financial analysis and research services; Financial and investment research and information services; Financial counseling being financial advice related to investment securities; Financial forecasting; Financial information provided by electronic means; Financial investment in the field of annuities; Financial investment in the field of debt securities; Financial investment in the field of hedging instruments being hedge funds; Financial investment in the field of mutual funds; Financial investment in the field of securities; Financial investment in the field of stocks; Financial management; Financial portfolio management; Financial research services; Financial services, namely, financial consultancy, financial portfolio analysis, and financial management in the fields of public finance, institutional equities, fixed income, merchant banking, private equity, and mortgage finance; Financial services, namely, raising debt and equity capital for others; Financial valuations; Financing of loans; Financing services; Fixed income products trading being trading in securities; Fixed income products brokerage services; Fund investment consultation; Funds investment; Information, consultancy, and research services relating to finance and investments; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Consumer and commercial lending and debt solutions advisory services; Financing and loan services, namely, loan underwriting; Mortgage banking services; Mutual fund brokerage; Private equity services, namely, providing financing to emerging and start-up companies; Providing information and research in the fields of finance and investments; Providing financial information and investment information and financial news via e-mail; Providing a website featuring financial information and investment information; Providing a website featuring information in the fields of financial research and investment research; Real estate investment brokerage services; Securities trading and brokerage services; Stock trading being trading in securities; Stock brokerage services; Real estate investment trust management services; Underwriting services in the field of securities; Trust services, namely, unit trust and investment trust company services; Venture capital services, namely, providing financing to emerging and start-up companies

35 Business advice and information relating to loans, finance, and capital; Preparation of reports relating to financial matters and investment matters; Consultation services in the field of business mergers and acquisitions; Tax advisory services

42 Providing temporary use of on-line non-downloadable computer software for management of financial assets and providing financial information in the fields of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information in the fields of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment relating to financial information; Providing temporary use of on-line non-downloadable computer software for the management of financial assets; Providing temporary use of on-line non-downloadable software for providing access to proprietary databases online in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information relating to financial information; Providing temporary use of on-line non-downloadable software for searching and displaying charges incurred in administering financial assets

The name shown in the mark does not identify a particular living individual.

Trademark Events

Oct 12, 2022

Teas Change Of Correspondence Received

Oct 12, 2022

Attorney/Dom.Rep.Revoked And/Or Appointed

Oct 12, 2022

Teas Revoke/App/Change Addr Of Atty/Dom Rep Received

Jun 21, 2022

Notice Of Registration Confirmation Emailed

Jun 21, 2022

Registered-Principal Register

May 19, 2022

Notice Of Acceptance Of Statement Of Use E-Mailed

May 18, 2022

Allowed Principal Register - Sou Accepted

Apr 20, 2022

Statement Of Use Processing Complete

Apr 18, 2022

Use Amendment Filed

Apr 18, 2022

Teas Statement Of Use Received

Mar 19, 2022

Notice Of Approval Of Extension Request E-Mailed

Mar 18, 2022

Sou Extension 2 Granted

Mar 9, 2022

Sou Extension 2 Filed

Mar 18, 2022

Case Assigned To Intent To Use Paralegal

Mar 9, 2022

Teas Extension Received

Sep 10, 2021

Notice Of Approval Of Extension Request E-Mailed

Sep 8, 2021

Sou Extension 1 Granted

Sep 8, 2021

Sou Extension 1 Filed

Sep 8, 2021

Teas Extension Received

Mar 9, 2021

Noa E-Mailed - Sou Required From Applicant

Jan 12, 2021

Official Gazette Publication Confirmation E-Mailed

Jan 12, 2021

Published For Opposition

Dec 23, 2020

Notification Of Notice Of Publication E-Mailed

Dec 3, 2020

Approved For Pub - Principal Register

Nov 13, 2020

Teas/Email Correspondence Entered

Nov 12, 2020

Correspondence Received In Law Office

Nov 12, 2020

Teas Response To Office Action Received

May 12, 2020

Notification Of Non-Final Action E-Mailed

May 12, 2020

Non-Final Action E-Mailed

May 12, 2020

Non-Final Action Written

Apr 3, 2020

Teas/Email Correspondence Entered

Apr 3, 2020

Correspondence Received In Law Office

Apr 3, 2020

Teas Response To Office Action Received

Jan 22, 2020

Attorney/Dom.Rep.Revoked And/Or Appointed

Jan 22, 2020

Teas Revoke/App/Change Addr Of Atty/Dom Rep Received

Oct 3, 2019

Notification Of Non-Final Action E-Mailed

Oct 3, 2019

Non-Final Action E-Mailed

Oct 3, 2019

Non-Final Action Written

Sep 24, 2019

Assigned To Examiner

Jul 15, 2019

New Application Office Supplied Data Entered

Jul 11, 2019

New Application Entered