Trademark: 88351274
Word
FINRA CAT
Status
Registered
Status Code
700
Status Date
Tuesday, February 2, 2021
Serial Number
88351274
Registration Number
6262460
Registration Date
Tuesday, February 2, 2021
Mark Type
4000
Filing Date
Thursday, March 21, 2019
Published for Opposition
Tuesday, January 14, 2020

Trademark Owner History

Classifications
41 Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith
36 Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry
35 Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities
45 Providing information relating to regulatory compliance in the financial securities industry
42 Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
FINANCIAL INDUSTRY REGULATORY AUTHORITY CONSOLIDATED AUDIT TRAIL
"CAT"

Trademark Events
Mar 14, 2024
Teas Change Of Correspondence Received
Mar 14, 2024
Attorney/Dom.Rep.Revoked And/Or Appointed
Mar 14, 2024
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Mar 14, 2024
Applicant/Correspondence Changes (Non-Responsive) Entered
Mar 14, 2024
Teas Change Of Owner Address Received
Feb 2, 2021
Registered-Principal Register
Dec 31, 2020
Notice Of Acceptance Of Statement Of Use E-Mailed
Dec 30, 2020
Allowed Principal Register - Sou Accepted
Dec 29, 2020
Teas/Email Correspondence Entered
Dec 29, 2020
Correspondence Received In Law Office
Dec 29, 2020
Teas Response To Office Action Received
Jul 3, 2020
Notification Of Non-Final Action E-Mailed
Jul 3, 2020
Non-Final Action E-Mailed
Jul 3, 2020
Su - Non-Final Action - Written
Jul 3, 2020
Notification Of Non-Final Action E-Mailed
Jul 3, 2020
Non-Final Action E-Mailed
Jul 3, 2020
Su - Non-Final Action - Written
Jun 26, 2020
Notice Of Approval Of Extension Request E-Mailed
Jun 25, 2020
Statement Of Use Processing Complete
Jun 10, 2020
Use Amendment Filed
Jun 25, 2020
Sou Extension 1 Granted
Jun 10, 2020
Sou Extension 1 Filed
Jun 25, 2020
Case Assigned To Intent To Use Paralegal
Jun 10, 2020
Sou Teas Extension Received
Jun 10, 2020
Teas Statement Of Use Received
Mar 10, 2020
Noa E-Mailed - Sou Required From Applicant
Jan 14, 2020
Official Gazette Publication Confirmation E-Mailed
Jan 14, 2020
Published For Opposition
Dec 25, 2019
Notification Of Notice Of Publication E-Mailed
Dec 9, 2019
Assigned To Lie
Dec 6, 2019
Approved For Pub - Principal Register
Dec 6, 2019
Examiner's Amendment Entered
Dec 6, 2019
Notification Of Examiners Amendment E-Mailed
Dec 6, 2019
Examiners Amendment E-Mailed
Dec 6, 2019
Examiners Amendment -Written
Dec 6, 2019
Examiner's Amendment Entered
Dec 6, 2019
Notification Of Examiners Amendment E-Mailed
Dec 6, 2019
Examiners Amendment E-Mailed
Dec 6, 2019
Examiners Amendment -Written
Dec 4, 2019
Teas/Email Correspondence Entered
Dec 3, 2019
Correspondence Received In Law Office
Dec 3, 2019
Teas Response To Office Action Received
Jun 9, 2019
Notification Of Priority Action E-Mailed
Jun 9, 2019
Priority Action E-Mailed
Jun 9, 2019
Priority Action Written
May 31, 2019
Assigned To Examiner
Apr 9, 2019
New Application Office Supplied Data Entered
Mar 25, 2019
New Application Entered

Trademark Alertz updated from USPTO on 2030-01-24