Trademark: 87821616
Word
CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL
Status Date
Tuesday, January 7, 2020
Registration Number
5952684
Registration Date
Tuesday, January 7, 2020
Filing Date
Tuesday, March 6, 2018
Published for Opposition
Tuesday, October 22, 2019
Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals
The certification mark, as intended to be used by persons authorized by the certifier, certifies that individuals have met the minimum standards of experience, knowledge, and written examination requirements established by the certifier in the field of securities compliance.
Jan 7, 2020
Registered-Principal Register
Oct 22, 2019
Official Gazette Publication Confirmation E-Mailed
Oct 22, 2019
Published For Opposition
Oct 2, 2019
Notification Of Notice Of Publication E-Mailed
Sep 17, 2019
Approved For Pub - Principal Register
Sep 17, 2019
Examiner's Amendment Entered
Sep 17, 2019
Notification Of Examiners Amendment E-Mailed
Sep 17, 2019
Examiners Amendment E-Mailed
Sep 17, 2019
Examiners Amendment -Written
Aug 29, 2019
Notification Of Non-Final Action E-Mailed
Aug 29, 2019
Non-Final Action E-Mailed
Aug 29, 2019
Non-Final Action Written
Aug 27, 2019
Previous Allowance Count Withdrawn
Aug 13, 2019
Withdrawn From Pub - Og Review Query
Aug 1, 2019
Approved For Pub - Principal Register
Aug 1, 2019
Teas/Email Correspondence Entered
Aug 1, 2019
Correspondence Received In Law Office
Jul 30, 2019
Teas Voluntary Amendment Received
Jul 17, 2019
Teas/Email Correspondence Entered
Jul 16, 2019
Correspondence Received In Law Office
Jul 16, 2019
Teas Response To Office Action Received
Jan 16, 2019
Notification Of Non-Final Action E-Mailed
Jan 16, 2019
Non-Final Action E-Mailed
Jan 16, 2019
Non-Final Action Written
Dec 29, 2018
Teas/Email Correspondence Entered
Dec 29, 2018
Correspondence Received In Law Office
Dec 29, 2018
Assigned To Lie
Dec 21, 2018
Teas Response To Office Action Received
Jun 21, 2018
Notification Of Non-Final Action E-Mailed
Jun 21, 2018
Non-Final Action E-Mailed
Jun 21, 2018
Non-Final Action Written
Jun 19, 2018
Assigned To Examiner
Mar 12, 2018
New Application Office Supplied Data Entered In Tram
Mar 9, 2018
New Application Entered In Tram
Trademark Alertz updated from USPTO on 2030-01-24
