36 Financial services, namely, financial consultation; Securities brokerage services, namely, private offerings of securities for accredited investors and qualified purchasers consisting of both separately managed accounts and pooled investment vehicles; Financial services, namely, initial and secondary public offerings of pooled investment vehicles such as registered investment companies, including without limitation exchange traded funds and mutual funds; Investment brokerage services, namely, trading and investing for others in the fields of public and private securities, futures, options, derivatives, commodities, real estate, and currencies; Investment advisory and sub-advisory services, namely, investment management and consultation
Trademark: 87632354
