35 Providing services to regulate the securities industry in order to maintain the integrity of the Crowdfunding marketplace for the benefit and protection of investors, broker dealers, funding portals, and issuers, namely, providing and maintaining a registry of investors, broker dealers, funding portals, issuers, offerings and investment transactions, providing for approval of investors, broker dealers, funding portals, and issuers and of offerings and investment transactions, and reporting on the same to designated governmental authorities in the securities industry; association services, namely, creating and enforcing rules that govern the conduct of broker dealers, funding portals and their employees who engage in Crowdfunding activity; regulating the securities and Crowdfunding industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional
Trademark: 86307136
