Trademark: 85974364
Word
RIA-ONLY DOESN'T MEAN RIA ALONE
Status Date
Friday, January 28, 2022
Registration Number
4777765
Registration Date
Tuesday, July 21, 2015
Filing Date
Monday, July 1, 2013
Published for Opposition
Tuesday, September 16, 2014
Cancellation Date
Friday, January 28, 2022
36 Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services
35 Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors
45 Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations
Jan 28, 2022
Cancelled Sec. 8 (6-Yr)
Jul 21, 2015
Registered-Principal Register
Jun 19, 2015
Notice Of Acceptance Of Statement Of Use Mailed
Jun 18, 2015
Allowed Principal Register - Sou Accepted
Jun 9, 2015
Statement Of Use Processing Complete
May 11, 2015
Use Amendment Filed
Jun 4, 2015
Case Assigned To Intent To Use Paralegal
May 11, 2015
Teas Statement Of Use Received
Nov 11, 2014
Noa Mailed - Sou Required From Applicant
Sep 16, 2014
Published For Opposition
Aug 27, 2014
Notice Of Publication
Aug 14, 2014
Law Office Publication Review Completed
Aug 14, 2014
Examiners Amendment Mailed
Aug 14, 2014
Approved For Pub - Principal Register
Aug 14, 2014
Examiner's Amendment Entered
Aug 14, 2014
Examiners Amendment -Written
Aug 14, 2014
Previous Allowance Count Withdrawn
Aug 14, 2014
Approved For Pub - Principal Register
Jul 28, 2014
Teas/Email Correspondence Entered
Jul 28, 2014
Correspondence Received In Law Office
Jul 21, 2014
Assigned To Lie
Jul 14, 2014
Notice Of Revival - Mailed
Jul 14, 2014
Teas Response To Office Action Received
Jul 14, 2014
Petition To Revive-Granted
Jul 14, 2014
Teas Petition To Revive Received
May 13, 2014
Abandonment Notice Mailed - Failure To Respond
May 13, 2014
Abandonment - Failure To Respond Or Late Response
Oct 15, 2013
Non-Final Action Mailed
Oct 11, 2013
Non-Final Action Written
Oct 10, 2013
Assigned To Examiner
Jul 15, 2013
New Application Office Supplied Data Entered In Tram
Trademark Alertz updated from USPTO on 2030-01-24
