In the statement, line 6 after agency, "excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the Investment Company Act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the Investment Company Act of 1940", should be inserted.
Color is not claimed as a feature of the mark.
"ADVISORS," "GROUP" AND "NETWORK"
The mark consists of the letters "AST" inside a shaded circle. The circle is emcompassed by an arch above and below. "AST" is next to the words "PHOENIX ADVISORS", which is located over the words "LINK GROUP NETWORK". There is a semi-circle located under the words "LINK GROUP NETWORK".