Trademark: 85548026
Word
REGULATORY COMPLIANCE
Status Date
Friday, February 9, 2024
Registration Number
4377304
Registration Date
Tuesday, July 30, 2013
Filing Date
Tuesday, February 21, 2012
Published for Opposition
Tuesday, January 1, 2013
Cancellation Date
Friday, February 9, 2024
35 preparation and filing of compliance reports in the nature of financial reports
45 regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations
The mark consists of the wording "REGULATORY COMPLIANCE" and a diamond design to the left of the wording.
Color is not claimed as a feature of the mark.
"REGULATORY COMPLIANCE"
Feb 9, 2024
Cancelled Sec. 8 (10-Yr)/Expired Section 9
Aug 17, 2022
Applicant/Correspondence Changes (Non-Responsive) Entered
Aug 17, 2022
Teas Change Of Correspondence Received
Aug 17, 2022
Attorney/Dom.Rep.Revoked And/Or Appointed
Aug 17, 2022
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Aug 17, 2022
Teas Change Of Owner Address Received
Jul 30, 2022
Courtesy Reminder - Sec. 8 (10-Yr)/Sec. 9 E-Mailed
Oct 13, 2021
Assignment Of Ownership Not Updated Automatically
Jan 23, 2019
Assignment Of Ownership Not Updated Automatically
Aug 18, 2018
Notice Of Acceptance Of Sec. 8 - E-Mailed
Aug 18, 2018
Registered - Sec. 8 (6-Yr) Accepted
Aug 18, 2018
Case Assigned To Post Registration Paralegal
Aug 13, 2018
Teas Section 8 Received
Aug 13, 2018
Teas Change Of Correspondence Received
Jul 30, 2013
Registered-Principal Register
Jun 28, 2013
Notice Of Acceptance Of Statement Of Use Mailed
Jun 27, 2013
Law Office Registration Review Completed
Jun 26, 2013
Allowed Principal Register - Sou Accepted
Jun 26, 2013
Statement Of Use Processing Complete
May 23, 2013
Use Amendment Filed
Jun 20, 2013
Case Assigned To Intent To Use Paralegal
May 23, 2013
Teas Statement Of Use Received
May 6, 2013
Assigned To Examiner
Feb 26, 2013
Noa Mailed - Sou Required From Applicant
Jan 1, 2013
Published For Opposition
Dec 12, 2012
Notice Of Publication
Nov 29, 2012
Law Office Publication Review Completed
Nov 28, 2012
Examiners Amendment Mailed
Nov 28, 2012
Approved For Pub - Principal Register
Nov 28, 2012
Examiner's Amendment Entered
Nov 28, 2012
Examiners Amendment -Written
Nov 28, 2012
Previous Allowance Count Withdrawn
Nov 25, 2012
Withdrawn From Pub - Og Review Query
Nov 15, 2012
Law Office Publication Review Completed
Nov 14, 2012
Assigned To Lie
Oct 31, 2012
Examiners Amendment Mailed
Oct 30, 2012
Approved For Pub - Principal Register
Oct 30, 2012
Examiner's Amendment Entered
Oct 30, 2012
Examiners Amendment -Written
Oct 26, 2012
Teas/Email Correspondence Entered
Oct 26, 2012
Correspondence Received In Law Office
Oct 26, 2012
Teas Response To Office Action Received
Jun 5, 2012
Non-Final Action Mailed
Jun 4, 2012
Non-Final Action Written
Jun 1, 2012
Assigned To Examiner
Feb 29, 2012
Notice Of Design Search Code Mailed
Feb 28, 2012
New Application Office Supplied Data Entered
Feb 24, 2012
New Application Entered
Trademark Alertz updated from USPTO on 2030-01-24
