Trademark: 79217920
Word
NUVEEN
Status
Registered
Status Code
700
Status Date
Tuesday, September 11, 2018
Serial Number
79217920
Registration Number
5557727
Registration Date
Tuesday, September 11, 2018
Mark Type
4
Filing Date
Tuesday, April 25, 2017
Published for Opposition
Tuesday, June 26, 2018

Trademark Owner History
Nuveen Investments, Inc. - Original Registrant

Classifications
41 Educational services, namely, conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development
36 Financial affairs and monetary affairs, namely, financial information, management and analysis services; real estate appraisal; leasing real estate; real estate site selection; real estate valuation; real estate acquisition; real estate brokerage; real estate management; real estate investment; real estate advisory and consultation services; real estate management, namely, management of agricultural property; investment advisory services; funds investment services; investment advisory services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial services, namely, financial advisory services, fund investment services, portfolio management services, asset management services, asset consultation services, asset advisory services, and asset valuation services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange- traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; lending, namely, commercial, consumer and real estate lending services; financing and loan services, namely, provision of syndicated loans; brokerage in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, and annuities, closed-end funds, separate accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial research services in the fields of investment and real estate; corporate finance services, namely, consultation, information and advisory services in the field of tax and regulatory structuring; real estate escrow services; debt settlement services; investment of funds for institutional and individual investors; investment of funds for institutional and individual investors, namely, providing investment solutions and strategies in relation to exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities, real estate and alternative asset classes; financial investment brokerage, namely, underwriting services in the field of stocks, bonds, securities, exchange traded funds, UCITS funds, mutual funds, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, commodity pools, exchange-traded products and unit trusts; investment advisory services, namely, in relation to direct investment, equity and debt investments, fund of funds and multi-manager investments, investments through pooled funds, retirement accounts, club deals and segregated accounts; insurance brokerage, underwriting, consultancy and information services; life insurance brokerage, underwriting, consultancy and information services; investment advisory and investment portfolio management services; investment management, namely, structuring and acting as the collateral manager and investment advisor of collateralized debt obligations and collateralized loan obligations
35 Distribution of advertising, marketing and promotional materials of others and promotional services relating to the sale of real estate, financial and investment products and services of others

Trademark Events
Oct 5, 2017
Sn Assigned For Sect 66a Appl From Ib
Oct 12, 2017
New Application Office Supplied Data Entered
Oct 12, 2017
Assigned To Examiner
Oct 17, 2017
Application Filing Receipt Mailed
Oct 17, 2017
Non-Final Action Written
Oct 18, 2017
Non-Final Action (Ib Refusal) Prepared For Review
Oct 23, 2017
Refusal Processed By Mpu
Oct 23, 2017
Non-Final Action Mailed - Refusal Sent To Ib
Nov 17, 2017
Refusal Processed By Ib
Nov 24, 2017
Limitation Of Goods Received From Ib
Mar 16, 2018
Limitation From The Ib - Request Exam Review
Mar 19, 2018
Attorney Review Completed
Apr 17, 2018
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Apr 17, 2018
Attorney/Dom.Rep.Revoked And/Or Appointed
Apr 23, 2018
Teas Response To Office Action Received
Apr 23, 2018
Teas/Email Correspondence Entered
Apr 23, 2018
Correspondence Received In Law Office
May 8, 2018
Examiners Amendment E-Mailed
May 8, 2018
Notification Of Examiners Amendment E-Mailed
May 8, 2018
Examiners Amendment -Written
May 8, 2018
Examiner's Amendment Entered
May 14, 2018
Examiners Amendment -Written
May 14, 2018
Examiner's Amendment Entered
May 14, 2018
Examiners Amendment E-Mailed
May 14, 2018
Notification Of Examiners Amendment E-Mailed
May 16, 2018
Approved For Pub - Principal Register
Jun 6, 2018
Notification Of Notice Of Publication E-Mailed
Jun 26, 2018
Published For Opposition
Jun 26, 2018
Official Gazette Publication Confirmation E-Mailed
Sep 11, 2018
Registered-Principal Register
Dec 11, 2018
Final Disposition Notice Created, To Be Sent To Ib
Dec 15, 2018
Final Disposition Processed
Dec 15, 2018
Final Disposition Notice Sent To Ib
Jan 5, 2019
Final Decision Transaction Processed By Ib
Sep 11, 2023
Courtesy Reminder - Sec. 71 (6-Yr) E-Mailed
Jan 9, 2024
Teas Section 71 & 15 Received
Sep 23, 2024
Case Assigned To Post Registration Paralegal

Trademark Alertz updated from USPTO on 2030-01-24