Trademark: 78943296
Word
INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL
Status Date
Thursday, July 26, 2018
Registration Number
3393759
Registration Date
Tuesday, March 4, 2008
Filing Date
Wednesday, August 2, 2006
financial regulatory compliance review
The certification mark, as used by authorized persons, certifies that the compliance professional has successfully completed certain educational programs, has a requisite amount of work experience, adheres to a code of ethics, has passed a certifying exam, has met a set of knowledge requirements and will meet continuing educational requirements.
"COMPLIANCE PROFESSIONAL"
Aug 8, 2006
New Application Entered
Nov 28, 2006
Assigned To Examiner
Jul 17, 2007
Notification Of Final Refusal Emailed
Dec 11, 2006
Non-Final Action Written
Dec 11, 2006
Non-Final Action E-Mailed
Jun 11, 2007
Teas Response To Office Action Received
Jun 22, 2007
Assigned To Lie
Jun 22, 2007
Correspondence Received In Law Office
Jun 22, 2007
Teas/Email Correspondence Entered
Jul 17, 2007
Final Refusal Written
Jul 17, 2007
Final Refusal E-Mailed
Mar 2, 2011
Assignment Of Ownership Not Updated Automatically
Apr 16, 2014
Assignment Of Ownership Not Updated Automatically
Jan 17, 2008
Teas Request For Reconsideration Received
Jan 17, 2008
Correspondence Received In Law Office
Jan 17, 2008
Teas/Email Correspondence Entered
Jan 28, 2008
Approved For Registration Supplemental Register
Jan 28, 2008
Assigned To Lie
Jan 29, 2008
Law Office Publication Review Completed
Mar 4, 2008
Registered-Supplemental Register
Nov 9, 2011
Assignment Of Ownership Not Updated Automatically
Jun 5, 2014
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Jun 5, 2014
Attorney/Dom.Rep.Revoked And/Or Appointed
Jun 28, 2014
Notice Of Acceptance Of Sec. 8 - E-Mailed
Mar 4, 2017
Courtesy Reminder - Sec. 8 (10-Yr)/Sec. 9 E-Mailed
May 21, 2014
Assignment Of Ownership Not Updated Automatically
Jun 4, 2014
Automatic Update Of Assignment Of Ownership
Jun 18, 2014
Teas Change Of Correspondence Received
Jun 18, 2014
Teas Section 8 Received
Jun 28, 2014
Case Assigned To Post Registration Paralegal
Jun 28, 2014
Registered - Sec. 8 (6-Yr) Accepted
Jul 26, 2018
Registered - Sec. 8 (10-Yr) Accepted/Sec. 9 Granted
Mar 3, 2018
Teas Change Of Correspondence Received
Mar 3, 2018
Teas Section 8 & 9 Received
Mar 16, 2018
Case Assigned To Post Registration Paralegal
Mar 17, 2018
Case Assigned To Post Registration Paralegal
Apr 24, 2018
Case Assigned To Post Registration Paralegal
May 1, 2018
Post Registration Action Mailed - Sec. 8 & 9
Jun 25, 2018
Teas Response To Office Action-Post Reg Received
Jul 9, 2018
Post Registration Action Mailed - Sec. 8 & 9
Jul 12, 2018
Teas Response To Office Action-Post Reg Received
Jul 26, 2018
Registered And Renewed (First Renewal - 10 Yrs)
Dec 21, 2022
Applicant/Correspondence Changes (Non-Responsive) Entered
Dec 21, 2022
Attorney/Dom.Rep.Revoked And/Or Appointed
Dec 21, 2022
Teas Change Of Correspondence Received
Dec 21, 2022
Teas Change Of Owner Address Received
Dec 21, 2022
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Apr 26, 2023
Automatic Update Of Assignment Of Ownership
May 8, 2024
Automatic Update Of Assignment Of Ownership
Jul 26, 2018
Notice Of Acceptance Of Sec. 8 & 9 - E-Mailed
Trademark Alertz updated from USPTO on 2030-01-24
