Trademark: 77976559
Word
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Status Date
Saturday, November 30, 2019
Registration Number
3607496
Registration Date
Tuesday, April 14, 2009
Filing Date
Tuesday, July 10, 2007
Published for Opposition
Tuesday, April 22, 2008
Cancellation Date
Saturday, November 30, 2019
16 Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads
35 Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional
41 Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
45 Arbitration, mediation and dispute resolution services
"FINANCIAL INDUSTRY REGULATORY AUTHORITY"
Jun 9, 2020
Petition To Director Denied
Mar 30, 2020
Petition Inquiry Letter Issued
Mar 18, 2020
Assigned To Petition Staff
Dec 19, 2019
Teas Petition To Director Received
Dec 3, 2019
Notice Of Cancellation Sec. 8 Emailed
Nov 30, 2019
Cancelled Sec. 8 (10-Yr)
May 28, 2019
Post Registration Action Mailed - Sec. 8 & 9
May 27, 2019
Case Assigned To Post Registration Paralegal
Apr 24, 2019
Teas Change Of Correspondence Received
Apr 24, 2019
Teas Section 8 & 9 Received
Apr 14, 2018
Courtesy Reminder - Sec. 8 (10-Yr)/Sec. 9 E-Mailed
Jan 17, 2017
Attorney/Dom.Rep.Revoked And/Or Appointed
Jan 17, 2017
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Apr 28, 2015
Notice Of Acceptance Of Sec. 8 & 15 - E-Mailed
Apr 28, 2015
Registered - Sec. 8 (6-Yr) Accepted & Sec. 15 Ack.
Apr 28, 2015
Case Assigned To Post Registration Paralegal
Apr 15, 2015
Teas Section 8 & 15 Received
Jan 29, 2014
Attorney/Dom.Rep.Revoked And/Or Appointed
Jan 29, 2014
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Apr 14, 2009
Registered-Principal Register
Mar 12, 2009
Law Office Registration Review Completed
Mar 12, 2009
Allowed Principal Register - Sou Accepted
Feb 4, 2009
Statement Of Use Processing Complete
Jan 13, 2009
Use Amendment Filed
Feb 4, 2009
Divisional Processing Complete
Jan 13, 2009
Divisional Request Received
Jan 13, 2009
Teas Request To Divide Received
Jan 30, 2009
Case Assigned To Intent To Use Paralegal
Jan 13, 2009
Teas Statement Of Use Received
Jul 15, 2008
Noa Mailed - Sou Required From Applicant
Apr 22, 2008
Published For Opposition
Apr 2, 2008
Notice Of Publication
Mar 17, 2008
Law Office Publication Review Completed
Mar 17, 2008
Assigned To Lie
Feb 27, 2008
Approved For Pub - Principal Register
Feb 27, 2008
Examiner's Amendment Entered
Feb 27, 2008
Notification Of Examiners Amendment E-Mailed
Feb 27, 2008
Examiners Amendment E-Mailed
Feb 27, 2008
Examiners Amendment -Written
Jan 28, 2008
Teas/Email Correspondence Entered
Jan 28, 2008
Correspondence Received In Law Office
Jan 28, 2008
Teas Response To Office Action Received
Aug 29, 2007
Automatic Update Of Assignment Of Ownership
Aug 2, 2007
Notification Of Priority Action E-Mailed
Aug 2, 2007
Priority Action E-Mailed
Aug 2, 2007
Priority Action Written
Jul 19, 2007
Assigned To Examiner
Jul 19, 2007
Assigned To Examiner
Jul 13, 2007
New Application Entered In Tram
Trademark Alertz updated from USPTO on 2030-01-24
