Trademark: 77976554
Status Date
Wednesday, June 12, 2019
Registration Number
3604224
Registration Date
Tuesday, April 7, 2009
Filing Date
Tuesday, July 10, 2007
Published for Opposition
Tuesday, April 22, 2008
41 Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
9 Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments
16 Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens
14 Lapel pins [ and watches ]
36 Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades
35 Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
45 Arbitration, mediation and dispute resolution services
Mar 14, 2024
Teas Change Of Correspondence Received
Mar 14, 2024
Attorney/Dom.Rep.Revoked And/Or Appointed
Mar 14, 2024
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Mar 14, 2024
Applicant/Correspondence Changes (Non-Responsive) Entered
Mar 14, 2024
Teas Change Of Owner Address Received
Jun 12, 2019
Notice Of Acceptance Of Sec. 8 & 9 - E-Mailed
Jun 12, 2019
Registered And Renewed (First Renewal - 10 Yrs)
Jun 12, 2019
Registered - Sec. 8 (10-Yr) Accepted/Sec. 9 Granted
Jun 12, 2019
Case Assigned To Post Registration Paralegal
May 7, 2019
Teas Section 8 & 9 Received
Apr 7, 2018
Courtesy Reminder - Sec. 8 (10-Yr)/Sec. 9 E-Mailed
Jun 7, 2017
Notice Of Suit
Jun 7, 2017
Notice Of Suit
Jan 17, 2017
Attorney/Dom.Rep.Revoked And/Or Appointed
Jan 17, 2017
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Apr 28, 2015
Notice Of Acceptance Of Sec. 8 & 15 - E-Mailed
Apr 28, 2015
Registered - Sec. 8 (6-Yr) Accepted & Sec. 15 Ack.
Apr 28, 2015
Case Assigned To Post Registration Paralegal
Apr 15, 2015
Teas Section 8 & 15 Received
Apr 15, 2015
Teas Change Of Correspondence Received
Jan 29, 2014
Attorney/Dom.Rep.Revoked And/Or Appointed
Jan 29, 2014
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Apr 7, 2009
Registered-Principal Register
Mar 4, 2009
Law Office Registration Review Completed
Mar 3, 2009
Allowed Principal Register - Sou Accepted
Feb 2, 2009
Statement Of Use Processing Complete
Jan 13, 2009
Use Amendment Filed
Feb 2, 2009
Divisional Processing Complete
Jan 13, 2009
Divisional Request Received
Feb 2, 2009
Case Assigned To Intent To Use Paralegal
Jan 13, 2009
Teas Request To Divide Received
Jan 13, 2009
Teas Statement Of Use Received
Jul 15, 2008
Noa Mailed - Sou Required From Applicant
Apr 22, 2008
Published For Opposition
Apr 2, 2008
Notice Of Publication
Mar 17, 2008
Law Office Publication Review Completed
Mar 17, 2008
Assigned To Lie
Feb 27, 2008
Approved For Pub - Principal Register
Feb 27, 2008
Examiner's Amendment Entered
Feb 27, 2008
Notification Of Examiners Amendment E-Mailed
Feb 27, 2008
Examiners Amendment E-Mailed
Feb 27, 2008
Examiners Amendment -Written
Jan 28, 2008
Teas/Email Correspondence Entered
Jan 28, 2008
Correspondence Received In Law Office
Jan 28, 2008
Teas Response To Office Action Received
Aug 29, 2007
Automatic Update Of Assignment Of Ownership
Aug 2, 2007
Notification Of Priority Action E-Mailed
Aug 2, 2007
Priority Action E-Mailed
Aug 2, 2007
Priority Action Written
Jul 19, 2007
Assigned To Examiner
Jul 13, 2007
New Application Entered
Trademark Alertz updated from USPTO on 2030-01-24
