Trademark: 77475106
Word
BACK OFFICE CONNECTION
Status Date
Wednesday, March 14, 2018
Registration Number
3579252
Registration Date
Tuesday, February 24, 2009
Filing Date
Thursday, May 15, 2008
Published for Opposition
Tuesday, December 9, 2008
35 Outsourcing in the field of operations for investment advisors who are registered with the Securities Exchange Commission or state securities regulators, namely, investment-account set-up, investment-account asset transfer and documentation support, investment-account trade facilitation, investment-account settlement and reconciliation, investment-account transaction, price, benchmark and security data downloads, billing set-up and processing and customized investment-account performance and tax reporting; Outsourcing in the field of information technology for investment advisors registered with the Securities Exchange Commission or state securities regulators, namely, the hosting of electronic client data consisting of investment-account applications, investment-account information and investment-account data of securities account holders who are the customers of investment advisors registered with the Securities Exchange Commission or state securities regulators, and the provision of SEC-compliant email services; Outsourcing in the field of legal compliance for Registered Investment Advisors, namely, the development, support, review, administration, and provision of employee training and documentation in the area of compliance programs required to be adopted by Registered Investment Advisors under the rules of the Security and Exchange Commission or state securities regulators, and providing support and assistance to investment advisors in registering with the Securities and Exchange Commission and state securities regulators
Mar 14, 2018
Notice Of Acceptance Of Sec. 8 & 9 - E-Mailed
Mar 14, 2018
Registered And Renewed (First Renewal - 10 Yrs)
Mar 14, 2018
Registered - Sec. 8 (10-Yr) Accepted/Sec. 9 Granted
Mar 14, 2018
Case Assigned To Post Registration Paralegal
Feb 27, 2018
Teas Section 8 & 9 Received
Feb 27, 2018
Teas Change Of Correspondence Received
Feb 24, 2018
Courtesy Reminder - Sec. 8 (10-Yr)/Sec. 9 E-Mailed
Mar 20, 2014
Notice Of Acceptance Of Sec. 8 & 15 - E-Mailed
Mar 20, 2014
Registered - Sec. 8 (6-Yr) Accepted & Sec. 15 Ack.
Feb 28, 2014
Registered - Sec. 8 (6-Yr) & Sec. 15 Filed
Mar 20, 2014
Case Assigned To Post Registration Paralegal
Feb 28, 2014
Teas Section 8 & 15 Received
Feb 24, 2009
Registered-Principal Register
Dec 9, 2008
Published For Opposition
Nov 19, 2008
Notice Of Publication
Nov 4, 2008
Law Office Publication Review Completed
Nov 4, 2008
Assigned To Lie
Oct 28, 2008
Approved For Pub - Principal Register
Oct 7, 2008
Teas/Email Correspondence Entered
Oct 6, 2008
Correspondence Received In Law Office
Oct 6, 2008
Teas Response To Office Action Received
Sep 2, 2008
Notification Of Non-Final Action E-Mailed
Sep 2, 2008
Non-Final Action E-Mailed
Sep 2, 2008
Non-Final Action Written
Sep 1, 2008
Assigned To Examiner
May 19, 2008
New Application Entered In Tram
Trademark Alertz updated from USPTO on 2030-01-24
