Word

FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY

Status

Dead

Status Code

606

Status Date

Monday, February 15, 2010

Serial Number

77226439

Mark Type

4000

Filing Date

Tuesday, July 10, 2007

Published for Opposition

Tuesday, April 22, 2008

Abandoned Date

Monday, February 15, 2010

Trademark Owner History

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. - Owner At Publication
National Association of Securities Dealers, Inc. - Original Applicant

Classifications

9 Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; prerecorded audio and video tapes, CDs and DVDs and downloadable podcasts with information related to securities, equities and financial investments

35 arranging of subscriptions for the publications of others; fiduciary bond, and mail-order catalog services; audio and video tapes and compact discs; scarves, watches and calendars; association services, namely, promoting the interests of securities and investment industry professionals; development for others of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; testing and examination to determine professional competency of brokerage firms and their employees

36 Financial consulting services for others, namely, providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading related to corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education

42 Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules

"FINANCIAL INDUSTRY REGULATORY AUTHORITY"

Trademark Events

Feb 16, 2010

Abandonment Notice Mailed - No Use Statement Filed

Feb 15, 2010

Abandonment - No Use Statement Filed

Jan 5, 2010

Assigned To Examiner

Jul 20, 2009

Extension 2 Granted

Jul 14, 2009

Extension 2 Filed

Jul 14, 2009

Teas Extension Received

Feb 4, 2009

Extension 1 Granted

Jan 13, 2009

Extension 1 Filed

Feb 4, 2009

Divisional Processing Complete

Jan 13, 2009

Divisional Request Received

Jan 13, 2009

Teas Request To Divide Received

Jan 30, 2009

Case Assigned To Intent To Use Paralegal

Jan 14, 2009

Teas Extension Received

Jul 15, 2008

Noa Mailed - Sou Required From Applicant

Apr 22, 2008

Published For Opposition

Apr 2, 2008

Notice Of Publication

Mar 17, 2008

Law Office Publication Review Completed

Mar 17, 2008

Assigned To Lie

Feb 27, 2008

Approved For Pub - Principal Register

Feb 27, 2008

Examiner's Amendment Entered

Feb 27, 2008

Notification Of Examiners Amendment E-Mailed

Feb 27, 2008

Examiners Amendment E-Mailed

Feb 27, 2008

Examiners Amendment -Written

Jan 28, 2008

Teas/Email Correspondence Entered

Jan 28, 2008

Correspondence Received In Law Office

Jan 28, 2008

Teas Response To Office Action Received

Aug 29, 2007

Automatic Update Of Assignment Of Ownership

Aug 2, 2007

Notification Of Priority Action E-Mailed

Aug 2, 2007

Priority Action E-Mailed

Aug 2, 2007

Priority Action Written

Jul 19, 2007

Assigned To Examiner

Jul 19, 2007

Assigned To Examiner

Jul 13, 2007

New Application Entered In Tram