Trademark: 77057546
Word
CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL
Status Date
Tuesday, December 19, 2017
Registration Number
3393606
Registration Date
Tuesday, March 4, 2008
Filing Date
Tuesday, December 5, 2006
Certifying that broker-dealers and investment advisor professionals have met minimum standards of competency in the field of securities compliance
The certification mark, as intended to be used by persons authorized by the certifier, certifies that individuals have met the minimum standards of experience, knowledge, and written examination requirements established by the certifier in the field of securities compliance.
Dec 19, 2017
Notice Of Acceptance Of Sec. 8 & 9 - E-Mailed
Dec 19, 2017
Registered And Renewed (First Renewal - 10 Yrs)
Dec 19, 2017
Registered - Sec. 8 (10-Yr) Accepted/Sec. 9 Granted
Dec 18, 2017
Teas Response To Office Action-Post Reg Received
Jul 5, 2017
Post Registration Action Mailed - Sec. 8 & 9
Jun 20, 2017
Case Assigned To Post Registration Paralegal
May 10, 2017
Case Assigned To Post Registration Paralegal
May 10, 2017
Case Assigned To Post Registration Paralegal
Mar 14, 2017
Teas Section 8 & 9 Received
Mar 4, 2017
Courtesy Reminder - Sec. 8 (10-Yr)/Sec. 9 E-Mailed
Oct 10, 2013
Attorney/Dom.Rep.Revoked And/Or Appointed
Oct 10, 2013
Teas Revoke/App/Change Addr Of Atty/Dom Rep Received
Mar 18, 2013
Notice Of Acceptance Of Sec. 8 - E-Mailed
Mar 18, 2013
Registered - Sec. 8 (6-Yr) Accepted
Mar 18, 2013
Case Assigned To Post Registration Paralegal
Mar 6, 2013
Teas Section 8 Received
Mar 6, 2013
Teas Change Of Correspondence Received
Mar 4, 2008
Registered-Supplemental Register
Jan 30, 2008
Law Office Publication Review Completed
Jan 30, 2008
Approved For Registration Supplemental Register
Jan 24, 2008
Examiner's Amendment Entered
Jan 24, 2008
Notification Of Examiners Amendment E-Mailed
Jan 24, 2008
Examiners Amendment E-Mailed
Jan 24, 2008
Examiners Amendment -Written
Sep 25, 2007
Notification Of Final Refusal Emailed
Sep 25, 2007
Final Refusal E-Mailed
Sep 25, 2007
Final Refusal Written
Aug 13, 2007
Teas/Email Correspondence Entered
Aug 13, 2007
Correspondence Received In Law Office
Aug 13, 2007
Assigned To Lie
Jul 25, 2007
Teas Response To Office Action Received
Apr 4, 2007
Non-Final Action E-Mailed
Apr 4, 2007
Non-Final Action Written
Mar 29, 2007
Assigned To Examiner
Dec 8, 2006
New Application Entered In Tram
Trademark Alertz updated from USPTO on 2030-01-24
